FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 02/08/2010 |
3. Issuer Name and Ticker or Trading Symbol
TRIDENT MICROSYSTEMS INC [ TRID ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 104,204,348 | D(1)(2)(3)(4)(5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. In addition to NXP B.V. ("NXP"), this form is being filed jointly by KASLION Acquisition B.V., whose address is the same as that of NXP, KASLION Holding B.V., whose address is Fred. Roeskestraat 123 1Hg, 1076 EE, Amsterdam, The Netherlands, and KASLION S.a r.l., whose address is 61 Rue de Rollingergrund, L-2440 Luxembourg, Luxembourg. |
2. KASLION Acquisition B.V. is the sole shareholder of NXP, and as such, may be deemed to beneficially own the securities held by NXP. KASLION Acquisition B.V. disclaims such ownership, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission by KASLION Acquisition B.V. that it is the beneficial owner of the securities held by NXP for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise. |
3. KASLION Holding B.V. is the majority shareholder of KASLION Acquisition B.V., and as such, may be deemed to beneficially own the securities held by NXP. KASLION Holding B.V. disclaims such ownership, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission by KASLION Holding B.V. that it is the beneficial owner of the securities held by NXP for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise. |
4. KASLION S.a r.l. is the sole shareholder of KASLION Holding B.V., and as such, may be deemed to beneficially own the securities held by NXP. KASLION S.a r.l. disclaims such ownership, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission by KASLION S.a r.l. that it is the beneficial owner of the securities held by NXP for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise. |
5. The Reporting Persons may be deemed "directors by deputization" of the Issuer because of the right to appoint members of the Issuer's board of directors under the terms of Issuer's Series B Preferred Stock owned beneficially by them. |
/s/ Karl-Henrik Sundstrom, Executive Vice President, Chief Financial Officer and Member of the Board of Management of NXP B.V. | 02/18/2010 | |
/s/ Karl-Henrik Sundstrom, Member of the Management Board of KASLION Acquisition B.V. | 02/18/2010 | |
/s/ Pieter Hallebeek, Director and Proxy Holder A of ATC Management B.V., as director of KASLION Holding B.V. | 02/18/2010 | |
/s/ Ronald Rosenboom, Director and Proxy Holder A of ATC Management B.V., as director of KASLION Holding B.V. | 02/18/2010 | |
/s/ Wolfgang Michael Zettel, Director of KASLION Holding B.V. | 02/18/2010 | |
/s/ Ailbhe Jennings, Manager of KASLION S.a.r.l. | 02/18/2010 | |
/s/ Wolfgang Michael Zettel, Manager of KASLION S.a.r.l. | 02/18/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |