SD

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form SD

SPECIALIZED DISCLOSURE REPORT

 

 

NXP Semiconductors N.V.

(Exact Name of the Registrant as Specified in its Charter)

 

 

 

The Netherlands   001-34841   Not applicable

(State or other Jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

60 High Tech Campus, 5656 AG Eindhoven,

The Netherlands

  Not applicable
(Address of principal executive offices)   (Zip Code)
Eric-Paul Schat   +31 40 27 28355

(Name and telephone number, including area code, of the person to contact in connection with this report.)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2018

 

 

 


Section 1—Conflict Minerals Disclosure

 

Item 1.01

Conflict Minerals Disclosure and Report

NXP Semiconductors N.V. (“NXP”) has determined that, during 2018, NXP or its consolidated subsidiaries manufactured and contracted to manufacture products as to which conflict minerals, as defined in Rule 13p-1 under the Securities Exchange Act of 1934, as amended, (the “Rule”), are necessary to the functionality or production. NXP has conducted a good faith reasonable country of origin inquiry (the “RCOI”) regarding those conflict minerals reasonably designed to determine whether any of the conflict minerals originated in the Democratic Republic of the Congo or an adjoining country (the “DRC Region”) or were from recycled or scrap sources. Based on the RCOI, NXP has reason to believe that some portion of the conflict minerals necessary to the functionality or production of its products may have originated in the DRC Region and has reason to believe that some of this material was not derived from recycled or scrap sources.

 

Item 1.02

Exhibit

A copy of NXP’s Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD is provided as Exhibit 1.01 and is publicly available at http://www.nxp.com/about/about-nxp/corporate-responsibility/ethics/conflict-minerals:CONFLICT-MINERALS.

Section 2—Exhibits

 

Item 2.01

Exhibits

Exhibit 1.01 - Conflict Minerals Report for the reporting period January 1, 2018 to December 31, 2018.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

NXP Semiconductors N.V.    
(Registrant)    

/s/ P. Kelly

   

May 31, 2019

By: P. Kelly, CFO     (Date)
EX-1.01

Exhibit 1.01

NXP Semiconductors N.V.

Conflict Minerals Report

For the reporting period from January 1, 2018 to December 31, 2018

This Conflict Minerals Report (the “Report”) of NXP Semiconductors N.V. has been prepared under Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2018 to December 31, 2018. NXP Semiconductors N.V. refers to the operations of NXP Semiconductors N.V. and its subsidiaries and may be referred to as the “Company,” “NXP,” “we,” “us” or “our,” as the context requires. The content of any website referred to in this Report is included for general information only and is not incorporated by reference into this Report. This Report has not been subject to an independent private sector audit.

The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products for which specified minerals are necessary to the functionality or production of those products. The specified minerals are columbite-tantalite (coltan), cassiterite, wolframite, tantalum, tin, tungsten and gold, which we collectively refer to in this Report as “Covered Minerals”. For the purposes of this Report, we refer to the Democratic Republic of the Congo and any adjoining country that shares an internationally recognized border with the Democratic Republic of the Congo as the “DRC Region”.

Certain matters discussed in this Report include forward-looking statements. These forward-looking statements are not guarantees of future performance. Actual results or developments may differ materially from the expectations expressed in the forward-looking statements. We undertake no obligation to update any information contained in this Report.

NXP has determined that Covered Minerals are necessary to the functionality or production of products that it manufactures or contracts to manufacture.

Description of NXP’s Products Covered by this Report

This Report relates to products: (i) for which Covered Minerals are necessary to the functionality or production; (ii) that were manufactured or contracted to be manufactured by NXP; and (iii) for which the manufacture was completed during calendar year 2018 (collectively, the “Covered Products”).

NXP designs and manufactures semiconductor product solutions that make life easier, safer, and more connected. Our products are incorporated into a wide range of our customers’ end-market applications including automotive, identification, wireless infrastructure, lighting, industrial, mobile, consumer, computing and software solutions for mobile phones.

NXP’s Due Diligence Process

As required under the Rule, for the reporting period from January 1 to December 31, 2018, NXP has taken the measures described in this Report to exercise due diligence on the source and chain of custody of Covered Minerals necessary to the functionality or production of the Covered Products. NXP’s due diligence measures have been designed to conform to the framework in the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict-Affected and High Risk Areas: Third Edition, including the related supplements on gold, tin, tantalum and tungsten (the “OECD Guidance”), as it relates to our position as a “downstream” purchaser.

Step 1: Establish Strong Company Management Systems

NXP believes taking responsibility for its impact on the world is crucial to the company’s success, for its ability to deliver value to stakeholders, and for protecting the environment for future generations. We have established goals for corporate governance, people practices, product development, manufacturing, environment, and community responsibility. NXP standards on social responsibility have been deployed through extensive training programs and, in 2010, we adopted a conflict-free sourcing policy. The latest version of our Responsibly Sourced Minerals Policy can be found on our company website at

http://www.nxp.com/docs/en/supporting-information/NXP-STATEMENT-CONFLICT-MINERALS.pdf.

NXP has also adopted a Supplier Code of Conduct which is available at http://www.nxp.com/about/about-nxp/corporate-responsibility/ethics/supplier-engagement:SUPPLIER-RESPONSIBILITY. Among other things, the Supplier Code of Conduct communicates NXP’s expectations to its suppliers with respect to responsible sourcing of minerals, including Covered Minerals. Suppliers are expected to have a policy to reasonably


assure that the minerals in the products they manufacture do not directly or indirectly finance or benefit armed groups that are perpetrators of serious human rights abuses around the world. Key areas of concern include the Democratic Republic of Congo and adjoining countries, and other high-risk regions for the extraction or transit of raw materials.

Suppliers shall exercise due diligence on the source and chain of custody of these minerals and make their policies and due diligence measures available to NXP upon NXP’s request. In addition, suppliers shall submit CMRTs, as defined below, to NXP upon NXP’s request.

An NXP internal team from the procurement and quality organizations led its Covered Minerals supply chain due diligence efforts. NXP’s Senior Vice President of Global Quality oversaw the activities of this internal team.

Step 2: Identify and Assess Risks in the Supply Chain

NXP’s supply chain is complex and, in most cases, there are many third parties in the supply chain between NXP’s ultimate manufacture of the Covered Products and the original sources of Covered Minerals. NXP requires its suppliers to identify the smelters and refiners of Covered Minerals in their supply chain. In most cases, our suppliers reported this information using the broadly adopted conflict minerals reporting template (“CMRT”) developed by Responsible Minerals Initiative (“RMI”) (formerly Conflict-Free Sourcing Initiative (“CFSI”)), a multi-industry initiative consisting of over 350 companies and industry associations. Due to the complexity of our supply chain, we rely on our suppliers for the accuracy and completeness of this information. In most cases, our suppliers submitted a consolidated smelter and refiner report for all of their products and materials, not just products and materials provided to NXP.

Step 3: Design and Implement a Strategy to Respond to Identified Risks

Our procurement organization has implemented escalation procedures for suppliers who (i) provide products that incorporate Covered Minerals from smelters or refiners that do not comply with a third-party audit program or (ii) have not provided details on the sourcing of Covered Minerals in their supply chain. Under these procedures, our procurement organization will develop a list of corrective actions including a timeline for compliance and a decision to continue or temporarily suspend trade with the supplier during the corrective action period. Suppliers who do not make satisfactory progress addressing the identified corrective actions are reported to NXP’s chief procurement officer.

NXP’s due diligence measures with respect to identified smelters and refiners were primarily based on multi-industry due diligence initiatives to evaluate the procurement practices of the smelters and refiners that process and provide Covered Minerals to our supply chain.

Step 4: Carry out Independent Third-Party Audit of Smelter/Refiner’s Due Diligence Practices

We believe that engagement and active cooperation with other industry members with whom we share suppliers can assist in the identification of risks in NXP’s supply chain by facilitating identification of smelters and refiners and assessment of their due diligence practices.

NXP became a member of the Responsible Business Alliance (“RBA”) (formerly the Electronic Industry Citizenship Coalition (“EICC”) in 2014, which promotes responsible sourcing of minerals, among other important social responsibility initiatives.

NXP is also a member of the Responsible Minerals Initiative (“RMI”) where NXP representatives regularly collaborate with other industry members on complementary programs and initiatives. In 2018, NXP was an active participant of RMI’s Steering Committee.

In 2016, NXP joined the European Partnership for Responsible Minerals (EPRM) as a strategic partner. The EPRM is a multi-stakeholder partnership in which governments, NGOs, and private sector work together to create better social and economic conditions for mine workers and local mining communities, by increasing the number of mines that adopt responsible mining practices in Conflict and High-Risk Areas. The EPRM also serves as a knowledge platform where organizations can share knowledge on due diligence and support activities to improve the conditions in the mining areas.

Step 5: Report Annually on Supply Chain Due Diligence

This Report is publicly available at

https://www.nxp.com/about/about-nxp/about-nxp/corporate-responsibility/conflict-minerals:CONFLICT-MINERALS.


Results of NXP Due Diligence Measures

For the reporting period from January 1 to December 31, 2018, based upon an internal assessment and information provided by our suppliers, NXP identified 97 suppliers who provided materials likely to incorporate Covered Minerals necessary to the functionality of our Semiconductor Products (the “Covered Minerals Suppliers”). Semiconductor Products include all semiconductor devices sold to our customers for incorporation into end-market applications. We received valid responses from all 97 Covered Minerals Suppliers that supply materials to our Semiconductor Products. Certain suppliers who only provided materials incorporated into certain Innovation Tool products did not provide a valid reply to our request to identify the smelters and refiners of Covered Minerals in their supply chain. Innovation Tools include hardware products designed for customer evaluations or research and development and represent an immaterial amount of NXP product revenues. Innovation Tools are not intended to be incorporated into our customers’ products.

This Report reflects 97 valid responses from NXP Covered Minerals Suppliers. These 97 suppliers represent 99.9% of the amount NXP paid to all Covered Minerals Suppliers in 2018 (including non-responsive Innovation Tool suppliers).

Based on the information provided by our suppliers and information otherwise obtained through the due diligence process, NXP has reasonably determined that the facilities that may have been used to process NXP’s Covered Minerals in 2018 include the smelters and refiners (SORs) listed in Annex I.

Based on information received through the RMI RMAP or equivalent independent third-party audit programs as of January 2019, and information otherwise obtained through our research, NXP has reason to believe the countries of origin for the Covered Minerals contained in the materials received by our Covered Minerals Suppliers include the countries listed in Annex II.

We identified 255 SORs for the Covered Minerals in our supply chain. These 255 SORs were compliant with a third-party audit program (Conformant). Among these 255 SORs, 23 were reported as sourcing Covered Minerals from the DRC Region; all 23 were compliant with the RMI RMAP assessment protocols.

Smelter or Refiner (SOR) Certification Status

 

     2018      2017      2016      2015  

Validated

     255        247        210        162  

Active

     0        0        0        9  

Not Validated

     0        0        0        2  
  

 

 

    

 

 

    

 

 

    

 

 

 

Total

     255        247        210        173  


Risk Analysis: Smelter or Refiner Certification Status & Mineral Sourcing Location

 

    SOR Mineral Sourcing Locations  
    2018     2017     2016     2015  
    DRC
Region
Mine
    Non-DRC
Region
Mine or
Recycled
    Mine
Region
Not
Disclosed
    Total     DRC
Region
Mine
    Non-DRC
Region
Mine or
Recycled
    Mine
Region
Not
Disclosed
    Total     DRC
Region
Mine
    Non-DRC
Region
Mine or
Recycled
    Mine
Region
Not
Disclosed
    Total     DRC
Region
Mine
    Non-DRC
Region
Mine or
Recycled
    Mine
Region
Not
Disclosed
    Total  

Validated*

    23       159       73       255       22       154       71       247       37       105       68       210       30       84       48       162  

Active*

    —         —         —         —         —         —         —         —         —         —         —         —         —         4       5       9  

Not Validated

    —       —         —         —         —       —         —         —         —       —         —         —         —         —         2       2  

Total

    23       159       73       255       22       154       71       247       37       105       68       210       30       88       55       173  

NXP identified zero high-risk SORs (either not validated or in the process of becoming compliant with a third-party audit program). We identified 73 medium-risk SORs (validated with unknown sourcing region) and 182 SORs were considered low-risk (validated with sourcing location confirmed).

Additional Measures

NXP intends to continue taking the following steps this year to improve its due diligence measures and to further mitigate the risk that NXP’s use of Covered Minerals might finance or benefit armed groups:

 

   

Update the list of products and Covered Minerals Suppliers to be included in NXP’s due diligence process for the 2019 reporting year;

 

   

Re-engage each Covered Minerals Supplier to obtain current and accurate information about the supplier’s supply chain of Covered Minerals;

 

   

Execute NXP’s escalation procedure with each Covered Minerals Supplier that (i) is non-responsive to requests for information or (ii) does not have systems in place to ensure sourcing of materials that comply with a third-party audit program;

 

   

Assist suppliers in due diligence activities or education;

 

   

Participate in industry initiatives encouraging “conflict-free” supply chains and identifying “conflict-free” smelters and refiners, including initiatives to add cobalt and other minerals to the scope; and

 

   

Review due diligence measures to evaluate whether appropriate to (i) incorporate recent responsible sourcing developments and insights and (ii) include additional minerals and countries of origin.


Annex I – Smelters and Refiners

 

Covered
Minerals

  

Smelter or Refiner Name

  

Country location of Smelter or

Refiner

Gold    Advanced Chemical Company    UNITED STATES OF AMERICA
Gold    Aida Chemical Industries Co., Ltd.    JAPAN
Gold    Allgemeine Gold-und Silberscheideanstalt A.G.    GERMANY
Gold    Almalyk Mining and Metallurgical Complex (AMMC)    UZBEKISTAN
Gold    AngloGold Ashanti Corrego do Sitio Mineracao    BRAZIL
Gold    Argor-Heraeus S.A.    SWITZERLAND
Gold    Asahi Pretec Corp.    JAPAN
Gold    Asaka Riken Co., Ltd.    JAPAN
Gold    Aurubis AG    GERMANY
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    PHILIPPINES
Gold    Boliden AB    SWEDEN
Gold    C. Hafner GmbH + Co. KG    GERMANY
Gold    CCR Refinery - Glencore Canada Corporation    CANADA
Gold    Cendres + Metaux S.A.    SWITZERLAND
Gold    Chimet S.p.A.    ITALY
Gold    Daejin Indus Co., Ltd.    KOREA, REPUBLIC OF
Gold    DSC (Do Sung Corporation)    KOREA, REPUBLIC OF
Gold    DODUCO Contacts and Refining GmbH    GERMANY
Gold    Dowa    JAPAN
Gold    Eco-System Recycling Co., Ltd.    JAPAN
Gold    OJSC Novosibirsk Refinery    RUSSIAN FEDERATION
Gold    HeeSung Metal Ltd.    KOREA, REPUBLIC OF
Gold    Heimerle + Meule GmbH    GERMANY
Gold    Heraeus Metals Hong Kong Ltd.    CHINA
Gold    Heraeus Precious Metals GmbH & Co. KG    GERMANY
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CHINA
Gold    Ishifuku Metal Industry Co., Ltd.    JAPAN
Gold    Istanbul Gold Refinery    TURKEY
Gold    Japan Mint    JAPAN
Gold    Jiangxi Copper Co., Ltd.    CHINA
Gold    Asahi Refining USA Inc.    UNITED STATES OF AMERICA
Gold    Asahi Refining Canada Ltd.    CANADA
Gold    JSC Uralelectromed    RUSSIAN FEDERATION
Gold    JX Nippon Mining & Metals Co., Ltd.    JAPAN
Gold    Kazzinc    KAZAKHSTAN
Gold    Kennecott Utah Copper LLC    UNITED STATES OF AMERICA
Gold    Kojima Chemicals Co., Ltd.    JAPAN
Gold    Kyrgyzaltyn JSC    KYRGYZSTAN
Gold    LS-NIKKO Copper Inc.    KOREA, REPUBLIC OF
Gold    Materion    UNITED STATES OF AMERICA
Gold    Matsuda Sangyo Co., Ltd.    JAPAN


Gold    Metalor Technologies (Suzhou) Ltd.    CHINA
Gold    Metalor Technologies (Hong Kong) Ltd.    CHINA
Gold    Metalor Technologies (Singapore) Pte., Ltd.    SINGAPORE
Gold    Metalor Technologies S.A.    SWITZERLAND
Gold    Metalor USA Refining Corporation    UNITED STATES OF AMERICA
Gold    Metalurgica Met-Mex Penoles S.A. De C.V.    MEXICO
Gold    Mitsubishi Materials Corporation    JAPAN
Gold    Mitsui Mining and Smelting Co., Ltd.    JAPAN
Gold    Moscow Special Alloys Processing Plant    RUSSIAN FEDERATION
Gold    Nadir Metal Rafineri San. Ve Tic. A.S.    TURKEY
Gold    Nihon Material Co., Ltd.    JAPAN
Gold    Ohura Precious Metal Industry Co., Ltd.    JAPAN
Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    RUSSIAN FEDERATION
Gold    PAMP S.A.    SWITZERLAND
Gold    Prioksky Plant of Non-Ferrous Metals    RUSSIAN FEDERATION
Gold    PT Aneka Tambang (Persero) Tbk    INDONESIA
Gold    PX Precinox S.A.    SWITZERLAND
Gold    Rand Refinery (Pty) Ltd.    SOUTH AFRICA
Gold    Royal Canadian Mint    CANADA
Gold    Samduck Precious Metals    KOREA, REPUBLIC OF
Gold    SEMPSA Joyeria Plateria S.A.    SPAIN
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CHINA
Gold    Sichuan Tianze Precious Metals Co., Ltd.    CHINA
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals    RUSSIAN FEDERATION
Gold    Solar Applied Materials Technology Corp.    TAIWAN, PROVINCE OF CHINA
Gold    Sumitomo Metal Mining Co., Ltd.    JAPAN
Gold    Tanaka Kikinzoku Kogyo K.K.    JAPAN
Gold    The Refinery of Shandong Gold Mining Co., Ltd.    CHINA
Gold    Tokuriki Honten Co., Ltd.    JAPAN
Gold    Torecom    KOREA, REPUBLIC OF
Gold    Umicore Brasil Ltda.    BRAZIL
Gold    Umicore S.A. Business Unit Precious Metals Refining    BELGIUM
Gold    United Precious Metal Refining, Inc.    UNITED STATES OF AMERICA
Gold    Valcambi S.A.    SWITZERLAND
Gold    Western Australian Mint (T/a The Perth Mint)    AUSTRALIA
Gold    Yamakin Co., Ltd.    JAPAN
Gold    Yokohama Metal Co., Ltd.    JAPAN
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CHINA
Gold    Gold Refinery of Zijin Mining Group Co., Ltd.    CHINA
Gold    Umicore Precious Metals Thailand    THAILAND
Gold    Geib Refining Corporation    UNITED STATES OF AMERICA
Gold    MMTC-PAMP India Pvt., Ltd.    INDIA
Gold    Singway Technology Co., Ltd.    TAIWAN, PROVINCE OF CHINA


Gold    Al Etihad Gold Refinery DMCC    UNITED ARAB EMIRATES
Gold    Emirates Gold DMCC    UNITED ARAB EMIRATES
Gold    T.C.A S.p.A    ITALY
Gold    REMONDIS PMR B.V.    NETHERLANDS
Gold    Korea Zinc Co., Ltd.    KOREA, REPUBLIC OF
Gold    Marsam Metals    BRAZIL
Gold    SAAMP    FRANCE
Gold    L’Orfebre S.A.    ANDORRA
Gold    8853 S.p.A.    ITALY
Gold    Italpreziosi    ITALY
Gold    SAXONIA Edelmetalle GmbH    GERMANY
Gold    WIELAND Edelmetalle GmbH    GERMANY
Gold    Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    AUSTRIA
Gold    AU Traders and Refiners    SOUTH AFRICA
Gold    SungEel HiMetal Co., Ltd.    KOREA, REPUBLIC OF
Gold    Planta Recuperadora de Metales SpA    CHILE
Gold    Safimet S.p.A    ITALY
Gold    DS PRETECH Co., Ltd.    KOREA, REPUBLIC OF
Tantalum    Asaka Riken Co., Ltd.    JAPAN
Tantalum    Changsha South Tantalum Niobium Co., Ltd.    CHINA
Tantalum    Guangdong Rising Rare Metals-EO Materials Ltd.    CHINA
Tantalum    Exotech Inc.    UNITED STATES OF AMERICA
Tantalum    F&X Electro-Materials Ltd.    CHINA
Tantalum    Guangdong Zhiyuan New Material Co., Ltd.    CHINA
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    CHINA
Tantalum    Jiujiang Tanbre Co., Ltd.    CHINA
Tantalum    LSM Brasil S.A.    BRAZIL
Tantalum    Metallurgical Products India Pvt., Ltd.    INDIA
Tantalum    Mineracao Taboca S.A.    BRAZIL
Tantalum    Mitsui Mining and Smelting Co., Ltd.    JAPAN
Tantalum    NPM Silmet AS    ESTONIA
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    CHINA
Tantalum    QuantumClean    UNITED STATES OF AMERICA
Tantalum    Yanling Jincheng Tantalum & Niobium Co., Ltd.    CHINA
Tantalum    Solikamsk Magnesium Works OAO    RUSSIAN FEDERATION
Tantalum    Taki Chemical Co., Ltd.    JAPAN
Tantalum    Telex Metals    UNITED STATES OF AMERICA
Tantalum    Ulba Metallurgical Plant JSC    KAZAKHSTAN
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    CHINA
Tantalum    D Block Metals, LLC    UNITED STATES OF AMERICA
Tantalum    FIR Metals & Resource Ltd.    CHINA
Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CHINA
Tantalum    XinXing HaoRong Electronic Material Co., Ltd.    CHINA
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CHINA
Tantalum    KEMET Blue Metals    MEXICO


Tantalum    H.C. Starck Co., Ltd.    THAILAND
Tantalum    H.C. Starck Tantalum and Niobium GmbH    GERMANY
Tantalum    H.C. Starck Hermsdorf GmbH    GERMANY
Tantalum    H.C. Starck Inc.    UNITED STATES OF AMERICA
Tantalum    H.C. Starck Ltd.    JAPAN
Tantalum    H.C. Starck Smelting GmbH & Co. KG    GERMANY
Tantalum    Global Advanced Metals Boyertown    UNITED STATES OF AMERICA
Tantalum    Global Advanced Metals Aizu    JAPAN
Tantalum    KEMET Blue Powder    UNITED STATES OF AMERICA
Tantalum    Resind Industria e Comercio Ltda.    BRAZIL
Tantalum    Jiangxi Tuohong New Raw Material    CHINA
Tantalum    Power Resources Ltd.    NORTH MACEDONIA, REPUBLIC OF
Tantalum    Jiujiang Janny New Material Co., Ltd.    CHINA
Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CHINA
Tin    Alpha    UNITED STATES OF AMERICA
Tin    CV Gita Pesona    INDONESIA
Tin    PT Aries Kencana Sejahtera    INDONESIA
Tin    PT Premium Tin Indonesia    INDONESIA
Tin    CV United Smelting    INDONESIA
Tin    Dowa    JAPAN
Tin    EM Vinto    BOLIVIA (PLURINATIONAL STATE OF)
Tin    Fenix Metals    POLAND
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA
Tin    Huichang Jinshunda Tin Co., Ltd.    CHINA
Tin    Gejiu Kai Meng Industry and Trade LLC    CHINA
Tin    China Tin Group Co., Ltd.    CHINA
Tin    Malaysia Smelting Corporation (MSC)    MALAYSIA
Tin    Metallic Resources, Inc.    UNITED STATES OF AMERICA
Tin    Mineracao Taboca S.A.    BRAZIL
Tin    Minsur    PERU
Tin    Mitsubishi Materials Corporation    JAPAN
Tin    Jiangxi New Nanshan Technology Ltd.    CHINA
Tin    O.M. Manufacturing (Thailand) Co., Ltd.    THAILAND
Tin    Operaciones Metalurgicas S.A.    BOLIVIA (PLURINATIONAL STATE OF)
Tin    PT Artha Cipta Langgeng    INDONESIA
Tin    PT Babel Inti Perkasa    INDONESIA
Tin    PT Babel Surya Alam Lestari    INDONESIA
Tin    PT Bangka Tin Industry    INDONESIA
Tin    PT Belitung Industri Sejahtera    INDONESIA
Tin    PT Bukit Timah    INDONESIA
Tin    PT DS Jaya Abadi    INDONESIA
Tin    PT Karimun Mining    INDONESIA
Tin    PT Mitra Stania Prima    INDONESIA


Tin    PT Panca Mega Persada    INDONESIA
Tin    PT Prima Timah Utama    INDONESIA
Tin    PT Refined Bangka Tin    INDONESIA
Tin    PT Sariwiguna Binasentosa    INDONESIA
Tin    PT Stanindo Inti Perkasa    INDONESIA
Tin    PT Sumber Jaya Indah    INDONESIA
Tin    PT Timah Tbk Kundur    INDONESIA
Tin    PT Timah Tbk Mentok    INDONESIA
Tin    PT Tinindo Inter Nusa    INDONESIA
Tin    PT Tommy Utama    INDONESIA
Tin    Rui Da Hung    TAIWAN, PROVINCE OF CHINA
Tin    Soft Metais Ltda.    BRAZIL
Tin    Thaisarco    THAILAND
Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CHINA
Tin    White Solder Metalurgia e Mineracao Ltda.    BRAZIL
Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA
Tin    Yunnan Tin Company Limited    CHINA
Tin    CV Venus Inti Perkasa    INDONESIA
Tin    Magnu’s Minerais Metais e Ligas Ltda.    BRAZIL
Tin    PT Tirus Putra Mandiri    INDONESIA
Tin    Melt Metais e Ligas S.A.    BRAZIL
Tin    PT ATD Makmur Mandiri Jaya    INDONESIA
Tin    O.M. Manufacturing Philippines, Inc.    PHILIPPINES
Tin    PT Inti Stania Prima    INDONESIA
Tin    CV Ayi Jaya    INDONESIA
Tin    CV Dua Sekawan    INDONESIA
Tin    PT Rajehan Ariq    INDONESIA
Tin    Resind Industria e Comercio Ltda.    BRAZIL
Tin    Metallo Belgium N.V.    BELGIUM
Tin    Metallo Spain S.L.U.    SPAIN
Tin    PT Bangka Prima Tin    INDONESIA
Tin    PT Sukses Inti Makmur    INDONESIA
Tin    PT Kijang Jaya Mandiri    INDONESIA
Tin    PT Menara Cipta Mulia    INDONESIA
Tin    HuiChang Hill Tin Industry Co., Ltd.    CHINA
Tin    Gejiu Fengming Metallurgy Chemical Plant    CHINA
Tin    Guanyang Guida Nonferrous Metal Smelting Plant    CHINA
Tin    Modeltech Sdn Bhd    MALAYSIA
Tin    Gejiu Jinye Mineral Company    CHINA
Tin    PT Lautan Harmonis Sejahtera    INDONESIA
Tin    Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    CHINA
Tin    Chifeng Dajingzi Tin Industry Co., Ltd.    CHINA
Tin    PT Bangka Serumpun    INDONESIA
Tin    Tin Technology & Refining    UNITED STATES OF AMERICA


Tungsten    A.L.M.T. Corp.    JAPAN
Tungsten    Kennametal Huntsville    UNITED STATES OF AMERICA
Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    CHINA
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    CHINA
Tungsten    Fujian Jinxin Tungsten Co., Ltd.    CHINA
Tungsten    Global Tungsten & Powders Corp.    UNITED STATES OF AMERICA
Tungsten    Hunan Chenzhou Mining Co., Ltd.    CHINA
Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd.    CHINA
Tungsten    Japan New Metals Co., Ltd.    JAPAN
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    CHINA
Tungsten    Kennametal Fallon    UNITED STATES OF AMERICA
Tungsten    Tejing (Vietnam) Tungsten Co., Ltd.    VIET NAM
Tungsten    Wolfram Bergbau und Hutten AG    AUSTRIA
Tungsten    Xiamen Tungsten Co., Ltd.    CHINA
Tungsten    Xinhai Rendan Shaoguan Tungsten Co., Ltd.    CHINA
Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CHINA
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    CHINA
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CHINA
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CHINA
Tungsten    Malipo Haiyu Tungsten Co., Ltd.    CHINA
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    CHINA
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    CHINA
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    CHINA
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.    CHINA
Tungsten    H.C. Starck Tungsten GmbH    GERMANY
Tungsten    H.C. Starck Smelting GmbH & Co. KG    GERMANY
Tungsten    Masan Tungsten Chemical LLC (MTC)    VIET NAM
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CHINA
Tungsten    Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    CHINA
Tungsten    Niagara Refining LLC    UNITED STATES OF AMERICA
Tungsten    Ganzhou Haichuang Tungsten Co., Ltd.    CHINA
Tungsten    Hydrometallurg, JSC    RUSSIAN FEDERATION
Tungsten    Unecha Refractory metals plant    RUSSIAN FEDERATION
Tungsten    South-East Nonferrous Metal Company Limited of Hengyang City    CHINA
Tungsten    Philippine Chuangxin Industrial Co., Inc.    PHILIPPINES
Tungsten    Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    CHINA
Tungsten    ACL Metais Eireli    BRAZIL
Tungsten    Woltech Korea Co., Ltd.    KOREA, REPUBLIC OF
Tungsten    Moliren Ltd.    RUSSIAN FEDERATION


Annex II – Country of Origin for Covered Minerals

 

Countries of Origin
Australia    Guyana    Namibia    Suriname
Belgium    Hong Kong    Nigeria    Sweden
Bolivia    India    Peru    Switzerland
Brazil    Indonesia    Philippines    Taiwan
Burundi    Japan    Poland    Thailand
Canada    Laos    Portugal    Uganda
Chile    Malaysia    Russia    United States of America
China    Mexico    Rwanda    Vietnam
Colombia    Morocco    Sierra Leone    Zimbabwe
Democratic Republic of Congo    Mozambique    South Africa   
Ethiopia    Myanmar    Spain